The Methods of supporting the listed companies in Shizhong District, Jinan City
Date:2017-11-08Hits:Size:[ ]

Article 1 To promote the enterprises in the district to go public, speed up the pace of going public, and encourage enterprises to expand the scale of direct financing through capital market, we formulate the following measures according to the relevant provisions of the country, province and municipality, combined with the actual situation of this district.

Article 2 This Measures is applicable to the enterprises in Shizhong District, which are re-organized according to modern corporate system so that they will come into all kinds of securities trading markets at home and abroad such as third market, second-board market, SME board, and main-board market.

Article 3 The Finance Office of District People's Government (hereinafter referred to as the District Finance Office) is the competent department for the listing work in the district. It is responsible for the organization, publicity, training, guidance, reception and handling of the listing work.

Article 4 The enterprises applying for restructuring and support should comply with the following conditions:

(1) The industrial and commercial registration and tax registration have been made in Shizhong District;

(2) Restructuring guidance has been provided by corresponding qualified service institutions;

(3) Restructuring consultancy agreement has been signed with intermediaries of the corresponding qualifications.

(4) The business license of the company limited by shares has been obtained.

Article 5 The enterprises applying for the support in third market listing should comply with the following conditions:

(1) The industrial and commercial registration and tax registration have been made in Shizhong District;

(2) The business license of the company limited by shares has been obtained;

(3) A guidance agreement has been signed with a securities institution of corresponding qualifications and a service agreement has been signed with other intermediaries of corresponding qualifications.

(4) The filing document issued by the National Equities Exchange and Quotations has been obtained.

Article 6 The enterprises that apply for the listing support shall meet the following conditions:

(1) The industrial and commercial registration and tax registration have been made in Shizhong District;

(2) The business license necessary for the listing of the company has been obtained;

(3) The enterprise as well as the corresponding overseas company with special purposes has signed guidance agreement, recommendation agreement and underwriting agreement with securities institutions with appropriate qualifications at home and abroad.

(4) The relevant application for the listing of the enterprise has been formally accepted by the competent department.

Article 7 The listed enterprises to be restructured in accordance with the prescribed conditions shall be supported in stages according to the following standards and work schedule.

(1) The supporting fund is 1 million 500 thousand yuan for the enterprise applying for third market listing. Wherein, after the completion of the joint-stock reform by the enterprise (including the newly established joint-stock company and the newly-immigrated company to be listed) and access to approval from relevant departments, a one-time support of 300 thousand yuan is given. After the securities trader completes the internal check and report to the National Equities Exchange and Quotations as records, a one-time support of 500 thousand yuan is given. After being officially listed on the third market, a one-time support of 700 thousand yuan is given.

(2) The supporting fund is 1 million yuan for IPO enterprises applying for listing in the domestic market. Wherein, after the completion of the joint-stock reform by the enterprise (including the newly established joint-stock company and the newly-immigrated company to be listed) and access to approval from relevant departments, a one-time support of 100 thousand yuan is given. After completing filing work in the Shandong Securities Regulatory Bureau and entering the training period, a one-time support of 200 thousand yuan is given. After submitting the listing application to China Securities Regulatory Commission and obtaining Notice of Admissibility of the Administrative Licensing Application of the CSRC, a one-time support of 200 thousand yuan is given. After the successful listing of the enterprise, a one-time support of 500 thousand yuan is given.

(3) Enterprises are encouraged to be listed through 'backdoor listing'. The enterprises that are listed through 'backdoor listing' and whose industrial and commercial registration and tax registration are transferred in Shizhong District are given a one-time support of 1 million yuan.

(4) A one-time support of 500 thousand yuan or 1 million yuan is given to the enterprises applying for listing abroad according to different plates. Wherein, for the enterprises which sign a listing agreement with securities institutions of corresponding qualifications and are listed in overseas OTC trading market for equity over-the-counter trade, a one-time support of 500 thousand yuan is given. For the enterprises which sign a listing agreement with securities institutions of corresponding qualifications and have public issuance of stock in the overseas securities market and whose relevant application for listing is accepted by the foreign stock exchange, a one-time support of 1 million yuan is given.

Article 8 Funds supporting enterprises’ restructuring and listing should be used for the cost of intermediary agencies, industrial and commercial registration, tax registration and alteration procedures, which are actually incurred in the process of restructuring and listing.

Article 9 For the enterprises with one-time major expenditure in the process of enterprise listing and financial regulation confirmed by the Municipal Finance Bureau and the Finance Office, financial support of no more than 1 million yuan shall be given to every company.

Article 10 For the relevant expenditure with surplus earnings and undistributed profits converted to capital stock increase in the process of enterprise listing and restructuring confirmed by the Municipal Finance Bureau and the Finance Office, financial support of no more than 1 million yuan shall be given to every company.

Article 11 The enterprises applying for listing the restructuring support shall submit their supporting applications to the district finance office within six months after the completion of restructuring, third board listing and domestic and foreign securities market listing, and submit the following materials:

(1) The materials to be submitted by an enterprise applying for the restructuring support

1. Transcript and copy of the business license of the company limited by shares;

2. The original and copy of the restructuring agreement signed with intermediary agencies such as securities institutions;

3. Other relevant materials requested by the competent department.

(2) The materials to be submitted by a enterprise applying for the third board listing

1. Transcript and copy of the business license of the company limited by shares;

2. The original and copy of the record document issued by the National Equities Exchange and Quotations;

3. Other relevant materials requested by the competent department.

(3) The materials to be submitted by an enterprise applying for listing support

1. Transcript and copy of the business license of the company limited by shares;

2. The original and copy of the agreement signed between the enterprise as well as the corresponding overseas company with special purposes and securities institutions with appropriate qualifications at home and abroad.

3. The originals and copies of proof materials issued by the competent authorities for accepting or approving the application for the listing of the enterprises;

4. Other relevant materials requested by the competent department.

(4) The materials to be submitted by the enterprises applying for the support in Article 9 and Article 10:

1. The application of funding support in the restructuring process of the enterprises;

2. The copy of the audit report on the restructuring of the enterprises;

3. The transcript and copy of the business license of the company limited by shares;

4. The relevant tax clearance certificates, tax originals and copies;

5. Other relevant materials requested by the competent department.

The copies of the above materials submitted by the enterprises shall be stamped with the official seals of the enterprises, and the originals shall be sent back within 2 working days after verification.

Article 12 District Finance Office shall conduct a preliminary examination for the materials submitted by enterprises, and form examination opinions with the District Finance Bureau, and submit them to the government for approval. After approval, the District Finance Office shall sign the listing support agreement with the enterprises, and supporting funds shall be allocated by the District Finance Bureau.

Article 13 District Finance Bureau and the District Finance Office shall supervise and inspect the use of supporting funds for the restructuring and listing of enterprises. District Finance Bureau and the District Finance Office shall investigate and punish fraudulent acquisition of financial supporting funds by compiling false materials, with relevant departments in accordance with the law.

Article 14 This Measures shall be implemented from the date of promulgation and valid for 5 years. The Notice of the People's Government of Shinzhong District of Jinan City on the Issuance of Some Provisions to Support and Encourage Enterprises to be Listed is simultaneously repealed.






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